Main Body

CHAPTER 8: EYEWITNESS TESTIMONY: MEMORY AND IDENTIFICATION

Chapter Objectives

  1. Summarize the basic principles of memory and the factors that may affect eyewitness memory.
  2. Describe the general principles for interviewing witnesses and the Enhanced Cognitive Interview (ECI) technique.
  3. Describe the factors that can affect the accuracy of eyewitness identification and describe some ways to reduce eyewitness identification errors in lineups.
  4. Describe the safeguards and protections in place to decrease the risk of mistaken eyewitness identification.

 

In this chapter, we discuss two related aspects of eyewitness testimony: memory for events (eyewitness memory) and memory for faces (eyewitness identification). Both issues involve memory, so factors that affect memory generally can be expected to affect reports of past events as well as eyewitness identifications. However, the two areas of testimony use different methodologies, are sometimes concerned with different variables, and have different theoretical foundations. To reflect this, we discuss the two areas separately.

 

Eyewitness testimony is an important and integral component of our criminal justice system. The difference between an acquittal and a conviction can rest on the testimony of an eyewitness, and eyewitness testimony is often the most compelling evidence offered in a trial. Loftus (1984) examined 347 cases for which the only evidence presented was eyewitness testimony and found that the defendant was convicted in three-quarters of the cases. In half of those cases of conviction, there was only one eyewitness. Cutler and Penrod (1995) found that mock jurors would convict a defendant twice as often when the defendant was identified by a credible eyewitness as when there was no eyewitness identification. It has been estimated that eyewitness evidence plays a significant role in over 75,000 criminal cases annually in the United States (Goldstein, Chance, & Schneller, 1989).Of course, mistaken eyewitness testimony is of great concern, especially in light of the significant weight placed on the testimony of an eyewitness. Penrod and Cutler (1999) estimated that mistaken eyewitness identifications account for approximately 4,500 wrongful convictions each year, and Costanzo (1997) estimated that about a dozen people are executed each year for crimes they did not commit, many as a result of faulty eyewitness identification. In fact, mistaken eyewitness identifications have led to more wrongful convictions than all other causes together (Wells et al., 1998).We start this chapter by examining the various factors that may account for faulty eyewitness testimony (see Case Study 8.1).

CASE STUDY 8.1. THE CASE OF THE MISTAKEN IDENTITY OF TONY FORD

On December 18, 1991, two men broke into the home of Myra Murillo in El Paso, Texas, demanding to see “the man of the house” and demanding to know where “the money” was. When their demands were met with confusion, one of the men shot and killed Ms. Murillo’s 18-year-old son, Armando, and then shot Ms. Murillo and her two daughters. Ms. Murillo and her daughters survived.The prosecution’s case at trial centred on the daughters’ identification of Tony Ford from a photo spread as one of the two men who broke into their house and as the man who did the shooting.
In his defence, Tony Ford testified that he was not involved in the home break-in, but that he had driven the two men to the Murillos’ house. He testified that he was outside, waiting in the car for the two men, when the break-in and murder occurred and that he did not know the men were planning to break into the home and kill people.A man named Van Belton was charged, along with Tony Ford, with breaking into the Murillos’ home. Both daughters said that Van was the second man involved in the break-in but that he was not the shooter. After Van was arrested, he told police that Tony Ford was the other person. In Tony’s statement to the police, and in his testimony at trial, he confirmed that Van was one of the two men who broke into the Murillos’ home, but he testified that the second man was Van’s brother, Victor Belton.At trial, the critical factual question for the jury was whether the Murillo girls’ subsequent identification of Tony Ford from a photo spread was reliable.
Based on all the other evidence, the Murillo sisters’ identification of Tony appeared to be a mistake as there was no other evidence that connected him directly to the crime.To show how the Murillos could have mistakenly identified Tony, defence counsel introduced a booking photograph of Victor Belton (Victor was arrested for assaulting the police officers who were attempting to arrest his brother, Van, for this crime). The defence also introduced the booking sheets for both Tony and Victor, since the two men’s physical characteristics were so strikingly similar (both men were 5 feet 8 inches tall; Victor weighed 156 pounds, while Tony weighed 150 pounds; Victor was 17 years, 8 months old, and Tony was 18 years, 6 months old). The photographs of Victor and Tony showed that the two men looked quite similar too. An eyewitness could have easily misidentified Victor Belton as Tony Ford.The defence counsel’s request to hire and use an expert on eyewitness identification was denied. Tony Ford was convicted on July 9, 1993, and sentenced to death. In response to one of Tony’s appeals, he was granted the funds to hire an expert on eyewitness identification.
This expert, Dr. Roy Malpass, one of the leading researchers on eyewitness identification, conducted two studies to determine the possibility of a mistaken identification. The first study showed that Tony and Victor were, by far, more similar looking than Tony and any of the people in the photo spread. Thus, someone who had seen Victor actually commit the crime and who was shown the photo spread with Tony’s photo (but without Victor’s photo) would have been drawn to Tony’s photo. The second study examined whether the photo spread from which the Murillo sisters selected Tony was “suggestive” (that is, composed of people different enough in appearance from Tony that he stood out and was more likely to be picked by persons who were only given a verbal description of his features). The results of this second study showed that Tony’s photo was selected four times more often than the other photos (a fair and non-suggestive photo spread would have led research participants to pick out each photo with approximately the same frequency). These two studies were important because they established that Victor looked remarkably like Tony and that the photo spread was biased.
Thus, if the person the Murillo sisters saw shoot their brother was Victor, they would have been highly likely to pick Tony out of the photo spread (remember that Victor was not included in the photo spread).A number of other relevant issues (which will be discussed in more detail in this chapter) were important:
  1. (1) the Murillos were Latino and the suspects were black, and research shows that there is a high likelihood of mistakes in cross-racial identifications;
  2. (2) the presence of a weapon decreases the chances of an accurate identification;
  3. (3) one of the Murillo sisters saw a photo of Tony in the newspaper, identifying him as a suspect in the case, before she viewed the photo spread (exposure of an eyewitness to the photo of a suspect before viewing the photo as part of a photo spread increases the likelihood that eyewitness will select the same suspect in the photo spread);
  4. and (4) the Murillo sisters’ unwavering certainty of their identification of Tony was not a good indicator of the accuracy of this identification (the relationship between confidence and accuracy is tenuous).
Eight days before Tony Ford’s scheduled December 7, 2005, execution, he was granted a temporary stay so that DNA testing could be performed on the clothing Victor was wearing at the time of his arrest. At the time of writing, further DNA testing was being conducted.
Excerpted from Burr, R. (2005, Fall) “A Mistaken Identification Leads to a Wrongful Conviction and Death Sentence—The Tony Ford Story.” Justice Denied (30), 4, 41–42. Accessed at http://justicedenied.org/issue/issue_30/ jd_issue_30.pdf. Richard Burr is defence counsel for Tony Ford. Reprinted with permission.
Critical Thinking Questions

Factors that affect eyewitnesses’ memory of events or faces can be divided into either estimator variables or system variables (discussed below).

  • List and describe the various estimator variables involved in the Tony Ford case.
  • List and describe the various system variables involved in the case.

 

Whether we are talking about memory for events or memory for faces, it is useful to think about factors that affect eyewitnesses’ performance as being either estimator variables or system variables (Wells, 1978). Estimator variables may affect the accuracy of eyewitness testimony but the criminal justice system has no control over them—it can only estimate their effect. These variables have to do with the characteristics of the eyewitness or the circumstances surrounding the event witnessed. For example, the emotional state of the eyewitness, the amount of attention an eyewitness paid to the event and to the perpetrator, the length of time an eyewitness viewed a perpetrator, or the lighting conditions under which a perpetrator was viewed would be examples of estimator variables since they have to do with the eyewitness or the circumstances surrounding the event.

estimator variables factors that may affect eyewitness testimony and that are not under the control of the criminal justice system

system variables factors that may affect eyewitness testimony and that are under the control of the criminal justice system

The criminal justice system does not have any control over these variables. System variables, on the other hand, affect the accuracy of eyewitness testimony, but the criminal justice system has some control over them. For example, the way an interview is conducted or the way a lineup is constructed may impact the accuracy of eyewitness reports, and the justice system has some control over these situations. The vast majority of research on eyewitness identifications deals with system variables because they are under the control of the justice system and thus can be modified to improve the accuracy of eyewitness identifications and testimony.

Learning Objectives 8.1

Summarize the basic principles of memory and the factors that may affect eyewitness memory.

Memory of Events

The Issue of Memory

Before we can understand the complexity of eyewitness memory, we must discuss some basic principles of memory. The most common model postulates three stages in memory processing: encoding, storage, and retrieval. Memory errors can occur at one, two, or all three stages.

Of course, witnesses can only report details that were attended to and encoded (e.g., Chun & Turk-Browne, 2007). Not all event details are encoded. When we encounter an event, we selectively attend to and encode a subset of event details. Selective attention is particularly relevant when the event is complex and extensive, as more details are selected out of attention, resulting in a memory trace that is incomplete. Many events that will be the subject of a forensic investigation are complex and multi-faceted, making selective attention a significant issue. To illustrate the impact of selective attention, Powers, Andriks, and Loftus (1979) conducted a study in which male and female witnesses to a purse snatching described what they had seen. Relative to females, males reported more details about the culprit, suggesting they paid more attention to the culprit. On the other hand, females appeared to have paid more attention to the victim.
At the encoding stage, we don’t simply passively encode stimuli in the environment; we actively interpret our experiences. Expectations that are formed long before an event occurs may predispose us to remember the event in certain ways. In Connolly and Price (2013), a former bank teller described her recollection of a particularly violent robbery that she witnessed. Immediately after the robbery when she described what had happened, she reported with absolute certainty that the robbers were dressed in black. When she saw the videotape of the robbery, she discovered that they were dressed in plaid shirts! In Greenwald, Oakes, and Hoffman (2003), participants played a timed video game in which they were to “shoot” a suspect if he carried a gun but not if he carried a harmless object (e.g., a camera). The object was sometimes held by a black man and sometimes by a white man. Participants had more trouble distinguishing a gun from a harmless object when the man was black than when he was white, and they were faster to shoot when a gun was held by a black man than by a white man. In both of these studies, the pre-experimental expectations affected the way the event was encoded in the first place. From the very beginning, memory of a complex event may be an incomplete record of that past event. It may even be a biased record of the event.
Information about a past event is not stored in a veridical videotape-like manner that we can access whenever we need to; it is a compilation of information from a variety of sources that combines to allow us to “know” what occurred at some past time. Accordingly, information acquired before and after the event influences what we report remembering about the target event (Bartlett, 1932; Rubin, Schrauf, & Greenberg, 2004). In terms of the effect of post-event information, the classic Loftus studies launched extensive research on eyewitness’s suggestibility (e.g., Loftus, 1975, 1979, 2000). Using a variety of stimuli and methodologies, Loftus demonstrated that a sizable minority of participants report that they perceived details during a past event when in fact they were only told about the details after the event. The topic of suggestibility is discussed in more detail below.
General knowledge that is acquired before an event is experienced can also influence what information is stored in memory (Bartlett, 1932). For instance, we tend to use general knowledge to “fill in the blanks” when details in memory are incomplete. We may “remember” that, following the bank robbery, the robbers escaped in a car. We may not have seen the car, but we know the robbers had to have left quickly and we expect it would have been in a car. Over time we may come to believe that we saw a car. We may also use general knowledge to change information that is inconsistent with expectations. For instance, the bank teller in the Connolly and Price (2013) study erroneously reported that the bank robbers were dressed in black—after all, don’t all criminals wear black?
Another potential source of error that can affect information stored in memory concerns repeated reporting. Often, witnesses are asked to recount what they remember several times. Each time the experience is recounted, a memory trace of the recollection is formed and stored. Memory traces of what was reported may become confused with details that were perceived during the event. In other words, we have trouble remembering what we actually perceived versus what we reported having perceived. This could lead to inaccuracies if the prior reports contain errors ( Johnson, Hashtroudi, & Lindsay, 1993).

We will discuss the effect of retrieval on memory reports in more detail in the section on interview protocols. For now, we briefly introduce the topic by noting that the type of question asked during retrieval attempts may have a substantial impact on what is recalled. According to Fisher, Brewer, and Mitchell (2009), memory of complex events is made up of multiple components: spatial, temporal, person details, verbal, sensory, etc. The nature of a retrieval cue will affect the kind of information that is retrieved. A retrieval cue on one occasion may activate a different subset of details than a different retrieval cue that is administered on another occasion. This explains not only the retrieval of different information on different occasions, but also explains why information in both reports can be accurate.

eyewitness’s suggestibility the tendency of eyewitnesses to be easily influenced by suggestion

 

Situational Factors That May Affect Eyewitness Identification

Situational factors may play a role in mistaken eyewitness memory. The following sections review the research on various situational factors.

Stress/Arousal

First, we distinguish arousal and stress. The terms are not well-defined in the literature, so it is impossible to provide a generally accepted or even a good definition. It might be useful to think of emotional arousal as a physiological response and stress as the subjective interpretation. That is, an event is emotionally arousing and an individual subjectively interprets that arousal as negative (stressful) or not (not stressful). In this very brief introduction to a complex issue, we discuss arousal generally and add a few comments on the possible additional impact of stress.

Generally, we recall the gist and central elements of emotional events more accurately than we do the gist and central features of non-emotional events. There are at least four possible reasons for this: (1) events are emotional because they relate to things or include details that we care about, and this leads to better memory for those details; (2) we tend to rehearse arousing events more than neutral events, and rehearsal enhances memory; (3) arousing events may activate amygdala-based processing that leads to particularly vivid memories (not necessarily accurate, but memories that are experienced as vivid); and (4) there is a narrowing of attention to the central details of events that are arousing, leading to good memory for the central details at the expense of memory for peripheral details.

This last point is known as the Easterbrook hypothesis, which states that as arousal increases, attention to the most salient elements of the event is sharpened at the expense of attention to the less central elements of the event. Thus, compared to memory for a neutral event, memory for the central details of a negative event is superior but memory for peripheral details is poorer. Reisberg and Heuer (2007) suggest that the narrowing of attention may not be entirely due to arousal. Part of the effect could be explained because the central details of emotionally arousing events are typically unusual in some way, and unusual details command attention. Because we have limited attentional resources, some attention is diverted from peripheral details to the central details, leading to improved memory for the central details and impoverished memory for peripheral details. (A similar hypothesis is offered in the section on weapon focus.)

If arousal is subjectively experienced as stressful, another biological mechanism may operate. Recall that emotionally arousing events may involve amygdala-based processing, which leads to vivid memories. Stress during an event may interfere with the consolidating mechanism of the hippocampus, making the “vivid” memories fragmented (Goodman, Quas, & Ogle, 2009; Greenhoot, McCloskey, & Glisky, 2005).

As a final and essential gloss on all research on memory for arousing and stressful events, much depends on how the individual experiences the event. The effects of arousal and stress will only take place if the event is experienced as such. Some events are inherently stressful and will be experienced as such by most people. However, in the “normal” course of the day, some events may be experienced as highly stressful for some and moderately upsetting or even benign for others (Hervé, Cooper, & Yuille, 2007; Reisberg & Heuer, 2007). As an example, think about beginner swimming lessons—fun for some and terrifying for others!

Weapon Focus

Research has shown that eyewitnesses are significantly influenced by the visual presence of a weapon. When a weapon, such as a knife or gun, is present, witnesses’ memory for other details is impaired (Kramer, Buckhout, & Eugenio, 1990). It appears that eyewitnesses narrow their attention, spending more time focusing on the weapon and less time on other aspects of the situation, including the physical characteristics of the event and the perpetrator (Figure 8.1). This weapon focus effect has been demonstrated even when people watch a film of a crime being committed (Tooley, Brigham, Maass, & Bothwell, 1987).

Originally, the weapon focus effect was explained as a consequence of arousal and stress. Recent researchers have investigated an alternative explanation for the weapon focus effect: unusualness. In Hope and Wright (2007), participants viewed a slide show of a man entering a grocery story, where he removed a gun (threatening and unusual), a feather duster (non-threatening and unusual), or a wallet (control) from his pocket. At the same time, participants were completing a secondary reaction-time (RT) task that was presented on the same screen.

The experimenters reasoned that if the objects commanded differential attention, RTs should vary as a function of the object removed from the man’s pocket. Indeed, RTs were slower in both the weapon and feather duster conditions relative to the control condition. Interestingly, accuracy was not affected similarly. Accuracy scores were similar in the weapon and feather duster conditions (59 percent and 70 percent, respectively), and they were lower in the weapon condition than in the control condition (82 percent accuracy in the control condition). Unusualness may explain some of the weapon focus effect, but not all of it.

weapon focus effect the phenomenon whereby a witness’s memory for details is impaired by the presence of a weapon

Post-Event Factors That May Affect Eyewitness Identification

Aside from situational factors that occur at the time of the event, post-event factors may also play a role in mistaken eyewitness reports. Let’s consider some of the more common post-event factors that may account for mistaken eyewitness testimony.

Passage of Time

The passage of time affects memory for events and eyewitness identification. A more complete discussion of this factor is presented in the section on eyewitness identification.

Misleading Information

Misleading information can affect the accuracy of an eyewitness’s recall. The research that was pioneered by Loftus and colleagues has demonstrated that the reports of eyewitnesses can be influenced by information introduced after the event.

In one series of studies, Loftus and Palmer (1974) showed participants a film of a car crash. Half of the participants were asked about the speed of the car when it “turned right,” and half were asked to estimate the speed when the car “ran the stop sign.” Later, participants were asked whether they saw a stop sign; 35 percent of the group who were asked about the speed of the car when it turned right indicated that they saw a stop sign, whereas 53 percent of the group who had been asked about the speed of the car when it ran the stop sign reported seeing a stop sign. When a suggestion about the presence of a barn was included in the questioning, 17 percent of participants reported seeing a barn when, in fact, there was no barn in the film.

In addition to showing that suggestions implanted within questions can influence the recall of eyewitnesses, Loftus and her colleagues showed that the way in which questions are worded could also influence eyewitness recall. Participants were asked to estimate the speed of two cars when they “contacted,” “hit,” or “smashed” each other. The estimated speeds varied significantly as a function of the wording used. Participants estimated the cars to be travelling at a slower speed when the word “contacted” was used than when the word “smashed” was used in the question. In addition, participants were much more likely to recall seeing a broken headlight when they were asked whether they saw “the” broken headlight than when they were asked whether they saw “a” broken headlight. Thus, subtle variations in wording or subtle suggestions implanted in a question or statement about an event can result in substantial variation in the eyewitness’s recall of the event.

Wells, Wright, and Bradfield (1999) delineated three conditions under which misleading information tends to affect the accuracy of eyewitness accounts: (1) when the strength of the original memory trace is weaker rather than stronger (such as when an eyewitness does not get to observe the event for very long, or when a great deal of time has passed since the event); (2) when the misinformation is not recognized as being incorrect at the time (such as when the misinformation is about a peripheral detail rather the central gist of the event); and (3) when the misinformation is delivered by a credible source (such as a police officer).

There is an interaction between passage of time and suggestion. The more time that passes between a witnessed event and a misleading question or other attempt to implant a suggestion, the more effective the suggestion will be in distorting the accuracy of the eyewitness’s report (Hoffman, Loftus, Greenmun, & Dashiell, 1992).

Three explanations for the suggestibility effect have been offered (e.g., Zaragoza, Belli, & Payment, 2007):

  • Misinformation Acceptance: This is the process in which participants guess or respond in a way they think the questioner wants them to respond. Because the questioner presented the misinformation or otherwise expressed a desire to hear the misinformation, it seems reasonable to participants that the suggestion is the desired response.
  • Source Misattributions: Participants recall both the experienced detail and the suggested detail but cannot remember how each detail was learned, and sometimes inaccurately attribute the suggested detail to the experience.
  • Memory Impairment: The misinformation impairs participants’ ability to remember the experienced details (that is, it either renders the experienced detail inaccessible or destroys/alters it).

Memory for past events can be influenced by a wide range of variables, some of which the justice system can control (system variables) and some of which it cannot control (estimator variables). One very important system variable is the manner in which witnesses are interviewed. We turn to that topic next.

 

Interviews with Witnesses

The process of interviewing a witness so as to maximize the amount of accurate information and minimize the amount of inaccurate information retrieved has been the subject of a considerable amount of research. In this section, we describe six general principles of interviewing witnesses and introduce one particular protocol that has been very successful, the Enhanced Cognitive Interview (ECI).

Learning Objectives 8.2

Describe the general principles for interviewing witnesses and the Enhanced Cognitive Interview (ECI) technique.

General Principles for Interviewing Witnesses

This section describes some general principles for interviewing cooperative witness, as set out by Fisher (2010). Woven into our discussion of general principles of interviewing cooperative witnesses is our description of a study done by Wright and Alison (2004), who evaluated 19 police interviews from two jurisdictions in Canada. The interviews were conducted between 1994 and 2000, and the average length of an interview was 39.7 minutes.

Begin the interview by developing rapport with the witness. This serves two important goals. First, the witness is being asked to work hard to provide a detailed description of an unpleasant experience to a stranger (the police officer) who is assumed to be an expert on crime. This request will be more successful if the police officer can reduce some of the stress by developing rapport. Second, rapport building is also a first step in transferring control of the interview to the witness.

Remain neutral and objective. Interviewers must not direct the dialogue or reveal their biases. There are a number of ways interviewers can inadvertently introduce their beliefs about the event to the witness: by selectively reinforcing responses that are consistent with their hypothesis, verbally and non-verbally; by ignoring or otherwise discounting statements that are inconsistent with their biases; by asking leading questions; and by taking control of the interview.

Ask open-ended questions that become more structured only if necessary and only as the interview progresses. Open-ended questions are recommended for a number of reasons. Of significance is the notion that cognitive resources are limited, and if witness resources are taken up listening to the questions (and, perhaps, trying to figure out what the interviewer wants to hear), fewer resources are available to search memory. Similarly, interviewers may not have the cognitive resources needed to listen carefully to the witness if they are thinking about the next question. Moreover, if open-ended questions are used, interviewers avoid the problems associated with closed questions. What is wrong with closed questions? The information obtained is likely to be limited. That is, asking closed questions discourages witnesses from offering unsolicited information, because they believe the interviewer is only interested in the answers to the specific question. Closed questions may foster compliance, with witnesses guessing or providing answers that are consistent with what they think the interviewer wants to hear. Finally, witnesses may modify subsequent reports so they are consistent with their previous responses to the closed question. Wright and Alison (2004) found that open questions and questions of clarification made up only 17 percent of the questions asked, and closed questions made up 74 percent of all questions asked.

Avoid the use of leading (or misleading) questions. Recall the suggestibility research discussed earlier. Closed questions are more likely than open questions to contain misleading information, and this could contaminate and compromise subsequent testimony. Wright and Alison (2004) found that 9 percent of the questions asked by the police officers were leading questions.

Allow the interviewee to control the interview. The interviewer should talk 20 to 30 percent of the time, and the interviewee should talk 70 to 80 percent of the time. Wright and Alison (2004) found that interviewers spoke 32.62 percent of the time and witnesses spoke 67.01 percent of the time (lawyers spoke .37 percent of the time).

Witness should be allowed to provide uninterrupted responses and encouraged to say everything that comes to mind—whether or not it seems trivial or irrelevant. However, witnesses should be cautioned not to guess or make anything up. Interviewers cannot know all forensically relevant details of a past crime. If the police do not allow witnesses to report all that they can recall about a particular detail, important information may not be elicited (e.g., tattoo, scar, accent). Wright and Alison (2004) found that interviewees were interrupted by police officers about once every 4 minutes and 36 seconds, and there was an environmental interruption (e.g., a pager went off) every 5 minutes and 48 seconds. So in an average interview of 39.7 minutes, there were more than 15 interruptions!

The Enhanced Cognitive Interview (ECI)

Now let’s look at a specific interviewing technique. The original Cognitive Interview (CI) was developed in response to requests made to two psychologists to help in training and guiding police interviews (Fisher, 2010; Geiselman, Fisher, MacKinnon, & Holland, 1985). Its theoretical bases were strongly influenced by cognitive psychology. The CI was further enhanced by social psychology and communication research to become the Enhanced Cognitive Interview (ECI). It has all of the characteristics of a good interview, including beginning with rapport building and transferring control of the interview to the witness.

From a cognitive perspective, the ECI relies on two principles: feature overlap and multiple retrieval paths. The principle of feature overlap states that effective memory retrieval is related to the degree of similarity (overlap) between the retrieval cue and the original event (also known as encoding specificity— Tulving & Thomson, 1973). The principle of multiple retrieval paths recognizes that there are several retrieval paths to an encoded event; if all of the relevant information is not available with one retrieval cue, more information may be available with another retrieval cue.

The ECI advocates the use of four particular prompts. The mental context reinstatement prompt helps witnesses maximize the amount of overlap between the encoding and retrieval contexts. Witnesses are guided to reconstruct the context, including surroundings, emotions, and thoughts. It may help to ask them to close their eyes when recalling the crime (Perfect et al., 2008). Mental context reinstatement is, of course, most effective when there is a delay between the crime and the interview.

Enhanced Cognitive Interview (ECI) a method of interviewing witnesses to enhance the correct recall of information

 It makes little sense to recreate the context of a crime when the witness is at the crime scene. The prompt to report everything also relies on the feature overlap principle. Witnesses are instructed to include everything in the report, even partial details and details that seem irrelevant. When this prompt is administered, they should be reminded not to guess or make anything up.

Two prompts derive from the multiple retrieval path principle: to report the event in a variety of orders and to report the event from a variety of perspectives. Witnesses may, for instance, be asked to report the event from the end to the beginning or from the most memorable point to the end. Also, they may be asked to describe the event from a different spatial location (e.g., “What would you have seen if you had been standing across the street?”) or from a different person’s perspective.

The Enhanced Cognitive Interview directs police to use witness-compatible questioning. Retrieval is most likely to be successful if the details reported are consistent with a witness’s current mental record. So if witnesses are currently thinking about the perpetrator, it is not a good idea to ask about the getaway car. First, a question about the getaway car is likely to end their mental record of the perpetrator, perhaps before they have reported all they can recall about the perpetrator. Second, they may answer questions about the getaway car before they have an ideal mental record of it.

In several studies that compared the amount and accuracy of details obtained from the ECI to those obtained from standard police interviews, the results were startling. Some researchers reported a 35 percent increase in correct information reported with the ECI compared to a standard police interview. Based on meta-analyses, Kohnken, Milne, Memon, & Bull (1999) and Memon, Meissner, and Fraser (2010) concluded that the majority of the research has found that the cognitive interview elicits more correct information compared to a control interview; however, there is also a small increase in the amount of incorrect information reported.

Learning Objectives 8.3

Describe the factors that can affect the accuracy of eyewitness identification and describe some ways to reduce eyewitness identification errors in lineups.

Eyewitness Identification

When you think about a lineup what do you picture? Most people would see a live lineup: a group of persons entering a room, with the witness behind a one-way mirror looking closely to decide if the perpetrator is present. In fact, for the following reasons, live lineups are rare in Canada: (a) the real inconvenience of constructing an adequate live lineup, particularly in smaller communities, where the number of foils (i.e., members of the lineup other than the suspect) that are unknown to the witness is limited; (b) the suspect has a right to refuse to participate in a live lineup or to request that counsel is present during the lineup procedure (however, the police can conduct a photo lineup or a video lineup without consent of the suspect (R. v. Parsons, 1993)); (c) photo lineups are less time-consuming to prepare; (d) photo lineups are portable, making them much more convenient; (e) photo lineups are static, so the police do not have to be concerned with the behaviour of any member of the lineup that could introduce bias; (f) the witness may be less anxious about examining a photo lineup than a live lineup; and (g) all witness see the same photo. So now, when you think about lineups, you should think about a witness being asked if the perpetrator is present in a group of photos.

In practice, photos are the most common mode of presenting a lineup. In most research on eyewitness identification, participants view an event that includes a target individual, after which they are presented with a set of photographs and asked to identify the target individual. In both practice and in research, the presentation of photos is called a lineup, and that is the term we use in this section.

Estimator Variables that Affect Eyewitness Identification Accuracy

There are many factors that can affect the accuracy of identifications, including passage of time, the environment and duration of the event, the race of individuals involved, and unconscious transference. We will look at each of these factors in the following sections.

Passage of Time

As with any memory, recall drops off as time passes. Ebbinghaus (1964) determined that the rate of forgetting is steepest immediately after the event and then levels off. The amount of time that passes between the event witnessed and the opportunity to describe the event or make an identification will decrease the accuracy of an eyewitness account. It may be that eyewitnesses were unaware they were observing an event that would later come under the scrutiny of the criminal justice system, or it may be that the police did not make an immediate arrest. Regardless, eyewitnesses forget things over time and, therefore, accuracy diminishes as more time passes (Flin, Boone, Knox, & Bull, 1992).

Shepard (1983) exposed witnesses to an irate stranger for 45 seconds and then asked the witnesses to pick the stranger out of a video lineup after varying lengths of time. After a one-week delay, 65 percent of the witnesses were able to make an accurate identification, but after an 11-month delay, only 10 percent of the witnesses made an accurate identification. Thus, the rate of accurate identifications decreased over time. Cutler, Penrod, and Martens (1987) also found this to be true: that false identifications increase over time.

Environmental Factors

Several environmental factors can affect the accuracy of eyewitness identification (Figure 8.2). The amount and type of light available at the crime scene affect how well eyewitnesses are able to see and, therefore, how well they are able to perceive the events as they unfold.

Research has indicated that it is difficult to accurately detect colours in monochromic lighting, such as that given off by a streetlight. Fog, as well as the presence of rain, snow, or other precipitation, also affects visibility and thus serves to lower the potential for accurate eyewitness information. The distance between the witness and the observed event is a factor, as is the presence of additional simultaneous activity or other distractors.

Duration of Event

Research on facial recognition suggests a positive relationship between time and accuracy such that the longer witnesses are exposed to a perpetrator, the more accurate their eyewitness testimony will be (Memon, Hope, & Bull, 2003). There is, however, a tendency for people to overestimate the duration of brief events and underestimate the duration of lengthy events. Thus, since the majority of crimes occur during a brief period of time, witnesses tend to overestimate the amount of time they were exposed to the perpetrator. Penrod and Cutler (1999) have indicated that these overestimates tend to be about three or four times the actual length of the event. Therefore, witnesses who see a perpetrator for only 30 seconds may estimate that they were exposed to the perpetrator for two minutes. An exposure time of 30 seconds does not allow witnesses much time to pay attention to, and note facial and other physical features of, the perpetrator. Of course, as discussed previously, if the perpetrator has a weapon, witnesses will spend even less time observing facial and physical features.

Cross-Race Identification

There is no evidence that members of one race are better or worse at eyewitness identification than members of another race. However, there is evidence to suggest that people are better at recognizing the faces of members of their own race than they are at recognizing the faces of members of other races. Meissner and Brigham (2001) conducted a meta-analysis of 39 studies and found that within-race identifications were significantly more likely to be accurate than cross-race identifications (also known as own-race bias). Various reasons have been proposed for why people are better at identifying others from their own race more accurately. Some researchers have suggested that we classify the facial features of someone from our own race in more detail, and less superficially, than we do the facial features of someone from another race (Fiske & Taylor, 1991; Malpass & Kravitz, 1969). This may be a result of a greater familiarity with those from our own race. Meissner and Brigham (2001) found that as our contact with members of different racial groups increases, our ability to recognize faces from those racial groups improves.

Unconscious Transference

When witnesses remember a face but inaccurately attribute the face to a different context, they are demonstrating unconscious transference. Unconscious transference occurs when you see a barista from your favourite coffee shop on the street and place her as someone you’ve seen at your health club. Similarly, unconscious transference occurs when an eyewitness mistakenly identifies an innocent bystander who was present at the crime scene as the perpetrator. Robert Buckhout (1974), a psychologist who studied eyewitnesses, staged a mock assault in front of 141 students in his psychology class. When he asked the students in his class to pick the perpetrator out of a photo lineup seven weeks later, only about 40 percent were able to make an accurate identification. What is interesting is that two-thirds of those who were unable to make an accurate identification selected someone from the lineup who was present in the classroom on the day of the “crime” as an innocent bystander. Thus, the phenomenon of unconscious transference is one means by which innocent people may be considered suspects within the criminal justice system.

Construction and Administration of Lineups

The belief that the suspect is the culprit increases substantially once that suspect has been selected from a lineup. Of course, the police believe that the suspect is the culprit, but they can be wrong; their suspect could be innocent.

own-race bias the phenomenon whereby within-race identifications are significantly more likely to be accurate than cross-race identifications

unconscious transference inaccurately attributing a face to a different context

If the suspect is the culprit, the lineup is said to be a target-present lineup. If the suspect is not the culprit (e.g., the police made a mistake), the lineup is said to be a target-absent lineup. Wells and colleagues (1999) identified three broad domains as sources of eyewitness identification errors in lineups that could lead to an incorrect identification of an innocent suspect: instructions, structure, and procedure.

Pre-Identification Instructions

Asking a witness to select a perpetrator from a lineup places a high degree of demand on the witness. Most witnesses will assume that the perpetrator is present (otherwise, why conduct the lineup?), and many will select the individual who most closely approximates the perpetrator. Most witnesses feel a desire to assist the police and, therefore, experience psychological pressure to identify someone from the lineup as the perpetrator. It appears to be difficult for witnesses to indicate that the perpetrator is not present in a lineup. Malpass and Devine (1981) found that 78 percent of eyewitnesses identified someone from a perpetrator-absent lineup when they were led to believe that the perpetrator was in the lineup. However, this false identification rate fell to 33 percent when the eyewitnesses were warned that the perpetrator might not be in the lineup.

If police instruct the witness prior to viewing the lineup that the perpetrator might or might not be present, inaccurate or false identifications can be reduced substantially (Brewer & Palmer, 2010). Steblay (1997) found that this warning resulted in reduced identifications when the perpetrator was not in the lineup but had no effect when the perpetrator was in the lineup. In addition, instructions to witnesses should include a warning that they are not to guess.

Structure of the Lineup

The lineup should contain only one suspect. All other members of the lineup (i.e., the foils) should be known innocents (Wells & Turtle, 1986). Selection of foils is critically important. On one hand, there should be nothing about the suspect that makes him or her stand out from the foils. On the other hand, if the foils look too much like the suspect, it will be impossible to make an identification. Typically, foils are selected by matching them to the description of the perpetrator. If the witness describes the perpetrator as a Caucasian man who is short and stocky with brown hair, the foils should be short stocky Caucasians with brown hair. Research shows that the rate of selecting an innocent person who fits the description of the perpetrator increases substantially when the innocent suspect matches the description but others in the lineup do not (Lindsay & Wells, 1980; Wells, Rydell, & Seelau, 1993).

But what if the suspect does not match the description of the perpetrator? What if, for instance, the suspect is described as having brown hair but the suspect has blond hair? In this case, the police must be particularly careful to ensure the lineup is not biased. Because hair colour is a very salient feature, police may decide to include foils that have blond hair. They may then test the fairness of the lineup. To test lineup fairness, police give a non-witness the description of the perpetrator provided by the witnesses and ask the non-witness to make an identification. If the lineup is fair, the suspect should be selected at chance levels only.

Administration of the Lineup

Should the lineup members be presented sequentially (one at a time) or simultaneously (all at once)? First, we go over a bit of terminology. Two types of judgment processes may be used in lineup decisions. A relative judgment involves comparing lineup members to one another and choosing the one who looks most like the culprit. An absolute judgment involves comparing a lineup member with memory of the perpetrator and deciding if the lineup member matches the memory record. Sequential presentations tend to encourage absolute judgments, whereas simultaneous presentations tend to encourage relative judgments. False identifications in target-absent lineups are more likely to occur when the witness adopts a relative judgment strategy rather than an absolute judgment strategy (a sequential superiority effect).

blank lineup a lineup in which every member is known to be innocent of the offence in question

However, some have argued that a sequential lineup reduces correct selections from target-present lineups, so sequential presentation may not be the panacea for incorrect identification judgments (e.g., Lindsay, Mansour, Beaudry, Leach, & Bertrand, 2009). In a recent meta-analysis, Steblay, Dysart, and Wells (2011) confirmed the sequential superiority effect. Across 72 tests from 23 different labs, the rate of choosing dropped for both target-present and target-absent lineups when a sequential presentation was used instead of a simultaneous mode. However, the drop in choosing was larger for target-absent than target-present lineups, meaning that, overall, sequential presentation was superior to simultaneous presentation.

In addition, the use of dual lineup procedures can reduce false identifications. The dual lineup procedure involves the use of a blank lineup (i.e., a lineup in which all the members are known to be innocent by the police; thus, a blank lineup does not contain any suspects). With the blank lineup, the witness is not told that there are no suspects in the lineup but, rather, is given instructions with the warning that the perpetrator might not be present. Blank lineups can be used as a “lure” to determine whether the witness is able to resist the temptation of selecting someone when the actual perpetrator is not present (Wells et al., 1998). Wells (1984) found that eyewitnesses who did not make an identification when shown a blank lineup were significantly less likely to make a false identification on the actual lineup than were those who either were not given the blank lineup test or who failed the blank lineup test (i.e., they selected someone from the blank lineup as the perpetrator). It seems that the use of a blank lineup can help to weed out those eyewitnesses who are prone to make mistakes.

A final issue related to the administration of the lineup is the experimenter expectancy effect. This occurs when test administrators (in)advertently express their opinion and influence responses. For example, consider the story of Clever Hans. Clever Hans was a horse who could supposedly answer math questions; he would count out the correct answer by tapping his hoof on the ground. It was discovered, however, that Clever Hans was just very good at reading his trainer. He would tap until he received a clue from his trainer that he had arrived at the correct answer, at which point he would stop tapping. The trainer would lean forward slightly until Clever Hans approached the correct number of taps; then the trainer would lean back. He was unaware that he was providing any clues to Clever Hans. Likewise, human research participants can pick up on the nonverbal cues of an experimenter and can alter their behavior accordingly. This has been demonstrated in lineup situations in which the detective administering a photo spread mistakenly obtained a photograph of someone he believed to be the suspect but who was not. The eyewitness selected the photo of the person who the detective believed to be the suspect. When the error was discovered and the photo spread reconstructed with the correct photo, the eyewitness chose the correct suspect. In addition, when 50 people were shown the actual photo of the suspect and asked to select the person from the original photo spread that most closely resembled the suspect, none of these people chose the person selected by the eyewitness (Wells et al., 1998). It seems that, as in the case of Clever Hans, the eyewitness was picking up on some non-verbal cues from the detective, which influenced the initial identification.

If the police have a suspect, and if lineup administrators know the identity of the suspect, there are many ways they can express this opinion: they may re-administer the identification test until the witness identifies the suspect (the only person who remains constant across lineups is the suspect); the administrator’s body language may change when the witness looks at the suspect (that is, the administrator may lean forward or raise an eyebrow); or the administrator may spend more time looking at the suspect than at any of the foils (see Brewer & Wells, 2009, for a list of ways this can be done). To avoid the experimenter expectancy effect, the officer administering the test should be blind to the identity of the suspect.

Witness Confidence

Research indicates that highly confident witnesses are persuasive with jurors. The problem, however, is that confidence is not necessarily related to accuracy. Highly confident witnesses may be inaccurate while less confident witnesses may be accurate.

Why is the relationship between confidence and accuracy uncertain? Research indicates that confidence is highly malleable and can be affected by factors that either do not affect accuracy or that affect accuracy in opposite ways. Confidence increases over time; accuracy decreases over time. Confidence increases if positive feedback is given; accuracy does not. Confidence increases the more times a witness is questioned; accuracy may not. So a witness who was only slightly confident when making an identification becomes somewhat more confident when making an identification during a live lineup, and ends up being very confident when identifying the accused while on the witness stand during the trial. Of course, this happens whether or not the identified person is the actual perpetrator. Successive identifications increase the confidence of witnesses, which, in turn, increase their persuasiveness but not their accuracy.

Wells and Bradfield (1998) demonstrated the malleability of eyewitness confidence when they had hundreds of witnesses view a security video of a man entering a store and then told the witnesses that the man had killed a security guard. They asked the witnesses to identify the man from a photo spread. The 352 witnesses who made a false identification (selected the wrong man from the photo spread) were then randomly assigned to one of three groups. One group was told that they identified the correct perpetrator, one group was told that they identified the wrong man and was told which individual in the photo spread was the actual perpetrator, and the third group was not given any feedback. At the time of the initial identification, the three groups were equally confident about their selections. Later on, the witnesses were asked to indicate how certain they were at the time they made the initial identification. Those who had been given the confirming feedback that they had selected the correct perpetrator recalled being very certain at the time of the initial identification; those who were told that they had identified the wrong man recalled being uncertain. In addition, those who were told that they made the correct identification indicated that they made the identification more easily, recalled having a better view of the perpetrator, and indicated that they paid more attention to the event than those who were told they had made an incorrect identification. This research indicates how easily witness confidence can be manipulated.

If more variables are present that influence confidence but not accuracy, the confidence-accuracy relationship will be weaker. It stands to reason that if fewer such variables are present, the confidence-accuracy relationship will be stronger. There is some evidence for this. Brewer and Palmer (2010) concluded that when considering only witnesses who made an identification, if the confidence ratings are taken immediately after selection, the reported confidence may be helpful to police. That is, if witnesses are very confident of their identification, the suspect is worthy of further investigation. If witnesses are not confident at all, other hypotheses should be pursued. Among witnesses who do not make a selection (i.e., who reject the lineup), confidence is not helpful in determining if the culprit is or is not present in the lineup.

There are many factors that may contribute to a mistaken identification. The multitude of factors ensures that mistaken identifications can occur at any of a number of points, from the time of the crime (poor lighting conditions, brief encounter, presence of a weapon) through the investigation procedures used by the police (witness questioning, photo spreads, lineups), and up to the point where witnesses identify the perpetrator in the courtroom (witness confidence, situational demand characteristics). For many of these factors (estimator variables), there is not much that can be done to limit their impact on inaccurate identifications. However, for other factors (system variables), there are some procedures that can be used to reduce the number of mistaken or inaccurate identifications. We will discuss these safeguards next.

Learning Objectives 8.4

Describe the safeguards and protections in place to decrease the risk of mistaken eyewitness identification.


Safeguards and Protections

To this point, we have discussed many of the factors that contribute to mistaken identifications. We now turn to some of the safeguards or protections that can be used to decrease the chances that innocent people will be mistakenly identified, and if they are identified, that they will not be convicted of a crime. These safeguards or protections fall into two main categories: those that can be implemented during police investigation procedures, especially lineups, and those that can be implemented within the courtroom.

Investigation Procedures

In 1996, the American Psychology-Law Society (AP-LS; Division 41 of the American Psychological Association) assembled a subcommittee to review the research on eyewitness identifications and to put forth recommendations regarding the best procedures for conducting lineups. Gary Wells, one of the preeminent research psychologists in the area of eyewitness identification, led this subcommittee, which recommended four rules (Wells et al., 1998). In addition to the recommendations made by Wells and the AP-LS subcommittee, other researchers have offered recommendations that would serve to reduce the number of mistaken identifications.

Rule 1: Who Conducts the Lineup

Wells and his colleagues (1998) recommended that the first rule be that “the person who conducts the lineup or photo spread should not be aware of which member of the lineup or photo spread is the suspect” (p. 627). This rule comes from studies that demonstrate the powerful effects of experimenter expectancy (Rosenthal, 1976). Participants in research studies are able to pick up on the experimenter’s expectations when the experimenter is not blind to the condition, and many times the participants will act according to that expectation.

The lead detective or investigator on a case is most often the person who assembles and conducts the lineup or photo spread. Thus, as in the experimenter situation, it is possible that the lead investigator will convey verbal and non-verbal cues to the eyewitness regarding which member of the lineup is the suspect. For these reasons, it has been recommended that the person who conducts the lineup or photo spread should be blind as to which member is the suspect.

Rule 2: Instructions on Viewing

The second rule proposed by Wells and colleagues (1998) is that “eyewitnesses should be told explicitly that the person in question might not be in the lineup or photo spread and therefore should not feel that they must make an identification. They should also be told that the person administering the lineup does not know which person is the suspect in the case” (p. 629). As discussed earlier in this chapter, eyewitnesses find it difficult not to select someone from a lineup or photo spread; instead of indicating that the perpetrator is not present, they will most often select the person from the lineup or photo spread who most closely resembles the perpetrator. Instructing the eyewitnesses that the suspect might not be in the lineup or photo spread reduces the chances that they will make a false identification.

The second part of this rule is related to the first rule; the eyewitnesses must be told that the person conducting the lineup does not know who the suspect is, thereby reducing the possibility that the eyewitnesses will look to the person conducting the lineup for cues as to which person to select or whether the person selected is the “correct” choice.

Rule 3: Structure of Lineup or Photo Spread

The third rule that Wells and colleagues (1998) recommended was that “the suspect should not stand out of the lineup or photo spread as being different from the distractors based on the eyewitness’ previous description of the culprit or based on other factors that would draw extra attention to the suspect” (p. 630). The critical issue here is to ensure that an innocent suspect in the lineup or photo spread does not stand out from the foils in any significant way that would cause this person to be selected more than would be expected on the basis of chance. One way to test whether this rule has been met with any particular lineup is through the use of a mock witness procedure. Mock witnesses (people who have never seen the perpetrator) are given the eyewitness’s description of the perpetrator and then shown the lineup and asked to select the person they believe is the perpetrator. If the mock witnesses are able to figure out who the suspect is, this suggests a problem with the lineup. In theory, if there are six members of a lineup or photo spread, each member should be selected by one-sixth of the mock witnesses.

Rule 4: Obtaining Confidence Statements

The fourth rule recommended by Wells and colleagues (1998) is that “a clear statement should be taken from the eyewitness at the time of the identification and prior to any feedback as to his or her confidence that the identified person is the actual culprit” (p. 635). As discussed earlier in this chapter, an eyewitness’s confidence tends to increase over time, with successive identifications, and with post-identification information provided to the eyewitness. In addition, we know that jurors can be strongly persuaded by a witness’s level of confidence. If eyewitnesses are given feedback that they identified the person the police suspected, their confidence in the identification will be raised. In addition, asking eyewitnesses to recall the level of confidence they had at the time of the identification is not reliable, especially when they have been given feedback about the identification. Thus, the only way to accurately assess eyewitnesses’ confidence in the identification is to ask for their confidence level at the time of the identification. This way, any significant discrepancy between the level of confidence indicated by the eyewitness at the time of the identification and during testimony at trial can be noted by the jury and considered accordingly.

Rule 5: Videotaping the Lineup and Witness Identification

Kassin (1998) argued that a fifth rule should be added to the recommendations: the lineup and identification procedures should be routinely videotaped. Kassin argued that videotaping would allow for an objective record of the structure of the lineup (rule 3), the person conducting the lineup and the instructions used (rules 1 and 2), and the length of time that an eyewitness took to make the identification, as well as his or her confidence in the identification (rule 4). Wells and colleagues (1998) were reluctant to include videotaping as one of their rules because they made a concerted effort to include only those rules that would serve to reduce the likelihood of a mistaken identification and that would not cause unnecessary burden to police departments. However, it seems that Kassin’s proposed fifth rule would give police departments an opportunity to document adherence to the four rules proposed by Wells and colleagues (see Insight 8.1).

INSIGHT 8.1. RESEARCH BEING PUT INTO PRACTICE

Gary Wells and his subcommittee of eyewitness identification researchers were called upon by Attorney General Janet Reno and the U.S. Department of Justice to form part of a larger working group whose goal was to develop a series of guidelines that would serve as recommended procedures for law enforcement when conducting lineups and photo spreads and obtaining eyewitness evidence. The product of this working group was a manual entitled Eyewitness Evidence: A Guide for Law Enforcement, which was distributed to police departments across the United States in 1999. Each of the recommendations in this manual followed directly from the results of psychological research on eyewitness identification. This is one example of how research can be implemented in practice. A consequence of this manual’s recommendations is that the results of psychological research regarding the collection of eyewitness evidence are being directly implemented in police practices across the United States.
In 2005, the Department of Justice Canada released a report on prevention of wrongful convictions that had been prepared by the federal, provincial, and territorial governments. As you read through these recommendations consider the research support for each.

“The following are reasonable standards and practices that should be implemented and integrated by all police agencies:

  1. If possible, an officer who is independent of the investigation should be in charge of the lineup or photo spread. This officer should not know who the suspect is—avoiding the possibility of inadvertent hints or reactions that could lead the witness before the identification takes place, or increase the witness’s degree of confidence afterward.
  2. The witness should be advised that the actual perpetrator may not be in the lineup or photo spread, and therefore the witness should not feel that they must make an identification
  3. The suspect should not stand out in the lineup or photo spread as being different from the others, based on the eyewitness’s previous description of the perpetrator, or based on other factors that would draw extra attention to the suspect.
  4. All of the witness’s comments and statements made during the lineup or photo spread viewing should be recorded verbatim, either in writing or, if feasible and practical, by audio or videotaping.
  5. If the identification process occurs on police premises, reasonable steps should be taken to remove the witness on completion of the lineup to prevent any potential feedback by other officers involved in the investigation and cross contamination by contact with other witnesses.
  6. Show-ups [when one person, rather than a full lineup, is shown to the eyewitness] should be used only in rare circumstances, such as when the suspect is apprehended near the crime scene shortly after the event.
  7. A photo spread should be provided sequentially, and not as a package, thus preventing ‘relative judgments’.” (pp. 55–56)

Quote from Report on the prevention of miscarriages of justice, pp. 55–56. Justice Canada, 2004. Retrieved October 9, 2012, from Department of Justice Canada website, Accessed at www.ag.gov.bc.ca/prosecution-service/pdf/ Report_on_the_Prevention_of_Miscarriages_of_Justice_2005. pdf. Reproduced with permission of the Minister of Public Works and Government Services Canada, 2013.

 

Courtroom Procedures

In the first part of this chapter we noted that eyewitness evidence plays a significant role in over 75,000 cases each year in the United States, but mistaken identifications account for approximately 4,500 wrongful convictions each year. These numbers are staggering and underscore the importance eyewitness evidence plays in our criminal justice system. We know from research that the likelihood of a conviction is far greater when there is an eyewitness than when there is not. In addition, it appears that jurors are so swayed by eyewitness evidence that even testimony indicating that an eyewitness did not view the perpetrator under adequate conditions does not change the chances of conviction significantly.

In a classic study, Loftus (1979) presented three groups of mock jurors with evidence from a criminal case. The first group heard circumstantial evidence only; the second group heard the circumstantial evidence plus eyewitness identification evidence; and the third group heard the circumstantial evidence, the eyewitness identification evidence, as well as evidence regarding the fact that the eyewitness had very poor eyesight and was not wearing glasses on the day of the crime. Of the first group, 18 percent voted to convict the defendant; of the second group, 72 percent voted to convict the defendant; and of the third group, 68 percent voted to convict the defendant. Thus, the mock jurors appear to have been strongly influenced by the eyewitness evidence, regardless of whether the evidence appeared to be credible. Research on eyewitness testimony has demonstrated that many variables can influence the accuracy of witness testimony. Some are system variables, such as interview protocols and lineup procedures, while others are estimator variables, such as arousal and stress, duration of the event, and the presence of a weapon. Thus, one of the challenges for the defence in any trial is to attempt to educate the jury about the factors that may impact the accuracy of an eyewitness’s testimony. Aside from cross-examining eyewitnesses in an attempt to bring to light possible weaknesses in their testimony, the defence can educate the jury about some of these factors in two other ways: expert testimony about eyewitness testimony and judicial instructions.

Expert Testimony

Psychologists may be called as experts to testify about eyewitness testimony. In general, this type of testimony focuses on the factors that may impact the accuracy of eyewitness testimony in an attempt to educate the jury about the possibility of false or mistaken testimony. The psychologist will explain the research on eyewitness testimony to the judge or to the jury but will not comment on the accuracy of the particular witness.

In many cases, judges are reluctant to allow expert testimony on eyewitness testimony; they may fear that the trial will turn into a battle of the experts, or they may believe that much of the information that the expert will provide is common knowledge or that the research in this field has not been sufficiently established. However, research suggests that mock jurors (laypersons) are insensitive to some of the factors that can cause mistaken eyewitness testimony (Cutler, Penrod, & Dexter, 1990a). In addition, it appears that many of the findings from research in this area have been sufficiently established (see Insight 8.2).

Cutler and his colleagues (1990b) conducted a series of studies to examine the impact of expert testimony. In one study, as part of the trial evidence presented, some participants heard expert testimony regarding the limitations of eyewitness identifications, while other participants were not presented with expert testimony. The results indicated that the presentation of expert testimony at trial caused participants to place less emphasis on eyewitness confidence as an indicator of accuracy and sensitized participants to the importance of considering factors that may reduce or enhance eyewitness accuracy. Those participants who were not presented with expert testimony on eyewitness identifications at trial were more likely to use confidence as an indicator of accuracy and did not consider those factors that are known to reduce accuracy (Cutler, Penrod, & Dexter, 1990b). Thus, it seems that the presentation of expert testimony at trial can serve to educate jurors about the relevant factors for evaluating eyewitness testimony.

INSIGHT 8.2. CONSENSUS AMONG EYEWITNESS EXPERTS

Unconscious transference can interfere with an eye-witness’s recall such that the eyewitness may identify someone from another situation or context as the perpetrator (84.5 percent).Kassin, Ellsworth, and Smith (1989) conducted a survey of the leading researchers on eyewitness testimony to determine the degree of consensus among these experts regarding whether various research findings were reliable enough to serve as the basis for expert testimony on eyewitness testimony.The highest rate of agreement among the experts (96.8 percent) related to the finding that an eyewitness’s recall of events could be affected by the wording of questions. This was followed closely by the finding that police instructions during a lineup could affect the willingness of a witness to make an identification or the likelihood that a witness will make an identification (95.1 percent).

Over 80 percent of the experts agreed that the following findings were reliable enough to be included as expert testimony on eyewitnesses in court:

  • Post-event information is reflected in the eyewitness’s recall of events (87.1 percent).
  • Eyewitness confidence is not predictive of eyewitness accuracy (87.1 percent).
  • An eyewitness’s attitudes and expectations can affect recall of an event (86.9 percent).
  • An eyewitness’s recall is affected by exposure time; the less time eyewitnesses have to observe an event, the less accurately they will recall the event (84.7 percent).
  • Show-ups (i.e., when one person, rather than a full lineup, is shown to the eyewitness) increase the chances of false identifications (83.1 percent).
  • Forgetting follows a curve; the greatest rate of forgetting occurs immediately after an event and levels off over time (82.5 percent).

Over 70 percent of the experts agreed that the following findings were reliable enough to be included as expert testimony on eyewitnesses in court:

  • White eyewitnesses are better at identifying white perpetrators than they are at identifying black perpetrators (79.4 percent).
  • The likelihood that an eyewitness’s identification is accurate increases when the members of the lineup resemble the perpetrator (77.2 percent).
  • Eyewitnesses tend to overestimate the duration of short events (74.5 percent).
  • Eyewitness accuracy is reduced when the eyewitness experiences high levels of stress during the event (70.5 percent).

 

Judicial Instructions

An alternative to expert testimony is for the judge to provide instructions to the jury to alert them to some of the limitations of eyewitness identification (see Insight 8.3 for recommended jury instructions in cases involving eyewitnesses).

INSIGHT 8.3.  THE CANADIAN JUDICIAL COUNCIL RECOMMENDED JURY INSTRUCTIONS IN CASES INVOLVING EYEWITNESS EVIDENCE

The following text is drawn from Section 11.24 (the “Eyewitness Identification Evidence” section) of the Model Jury Instructions for criminal cases, prepared by the Canadian Judicial Council (CJC) in June, 2012. The CJC notes that these instructions “should be given where the Crown’s case depends entirely or largely on eyewitness identification evidence that is challenged by the defence.”
You may wish to consider several factors that relate specifically to the eyewitness and his/her identification of [the accused] as the person who committed the offence charged:
  • The circumstances in which the witness made his/her observations.

Did the witness know the person before s/he saw him/her at the time?

Had the witness seen the person on a previous occasion?

How long did the witness watch the person s/he says is the person on trial?

How good or bad was the visibility?

Was there anything that prevented or hindered a clear view?

How far apart were the witness and the person whom s/he saw?

How good was the lighting?

Did anything distract the witness’s attention at the time s/he made the observations?

  • The description given by the witness after s/he made the observations.

How specific was the description?

Was the description close to the way [the accused] actually looked at the time?

Did the witness give another description of this person?

Was the other description similar to or different from the first?

How certain was the witness about the other description?

  • The circumstances of the witness’s identification of [the accused] as the person whom s/he saw.

How long was it between the observation and identification?

Did anybody show [the accused’s] picture to the witness to assist in the identification?

Were photographs of other people shown at the same time?

Was anyone else present when the witness made the identification?

What did the witness say when s/he identified [the accused]?

Did the witness ever fail to identify [the accused] as the person whom s/he saw?

Has the witness ever changed his/her mind about the identification?

Has the witness ever expressed uncertainty about or questioned his/her identification?

Is the identification the witness’s own recollection of his/her observations or something put together from pictures shown or information received from a number of other sources?

 

Source: Excerpted from Canadian Judicial Council. (2012, June). “Final instructions: Eyewitness identification evidence.” In Model Jury Instructions. Retrieved from www.cjc-ccm.gc.ca/cmslib/ general/jury-instructions/NCJI-Jury-Instructions-Final-E.pdf. Reproduced with permission of the Minister of Public Works and Government Services Canada, 2013.

 

While this alternative may avoid the concern that the trial will turn into a battle of the experts, research on judicial instructions has demonstrated that juries often have a difficult time understanding and implementing the instructions. Often, the instructions, which can be quite lengthy, are read aloud to the jury, and jurors are not given a copy of the instructions to read for themselves. In addition, although the defence will usually request that the judge provide instruction to the jury on the limitations of eyewitness identification, the judge will not always oblige.

 

Summary

Eyewitness identification and testimony are important components of our criminal justice system. Unfortunately, errors frequently occur and can lead to wrongful convictions. Many types of factors may account for errors in eyewitness testimony, including witness characteristics (such as age, race, or gender) or situational factors (such as stress, the presence of a weapon, environmental conditions, or the duration of the event). Post-event factors can also account for mistaken eyewitness testimony. These factors include the simple passage of time, misleading information, unconscious transference, demand characteristics, witness confidence, and many aspects of the administration of lineups and photo spreads.

Estimator variables, which have to do with the characteristics of the eyewitness or the situation, are not under the control of the criminal justice system; therefore, their effects cannot be minimized. System variables, those factors that are under the control of the criminal justice system and that have to do with interrogation tactics or the collection of evidence, can be minimized by careful consideration of the research in this area. Some of the most important procedural considerations include evidence-based interviewing practices, as well as the four rules for investigation procedures proposed by Wells and colleagues (1998).

Various safeguards and protections, for both investigation procedures and courtroom procedures, have been used to minimize the chances that an innocent person will be convicted on the basis of false or mistaken eyewitness testimony.

Discussion Questions

  • Describe the difference between system variables and estimator variables and provide an example of each.
  • Describe two characteristics of witnesses that may account for errors in eyewitness identification.
  • Describe at least two situational factors that may account for errors in eyewitness identification.
  • Describe at least three post-event factors that may account for errors in eyewitness identification.
  • Describe some of the ways in which lineups and photo arrays may lead to eyewitness identification errors.
  • Describe some of the safeguards or protections that either have been implemented or have been suggested to reduce eyewitness identification errors.

Key Terms

blank lineup

Enhanced Cognitive Interview (ECI)

estimator variables

eyewitness’s suggestibility

own-race bias

system variables

unconscious transference

weapon focus effect

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Suggested Readings and Websites

Brewer, N., & Wells, G. L. (2011). Eyewitness identification. Current Directions in Psychological Science, 20, 24–27.

Desmarais, S. L., & Read, J. D. (2010). After 30 years, what do we know about what jurors know? A meta-analytic review of lay knowledge regarding eyewitness factors. Law and Human Behavior, 35, 200–210.

Wells, G. L., & Loftus, E. F. (2003). Eyewitness memory for people and events. In A. M. Goldstein (Ed.), Handbook of psychology: Forensic psychology, Vol. 11 (pp. 149–160). Hoboken, NJ: Wiley.

CanadianJudicialCouncil:www.cjc-ccm.gc.ca/english/lawyers_en.asp?selMenu= lawyers_juryinstruction_en.asp.

Gary L. Well, Professor of Psychology, Iowa State University, website with links to resources on eyewitness memory: www.psychology.iastate.edu/˜glwells.

The Innocence Project: Eyewitness Identification: www.innocenceproject.org/ fix/Eyewitness-Identification.php.

 

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