Chapter 11 Selected Diseases and Disorders of the Nervous System
11p6 Locked-in Syndrome and Unresponsive Wakefulness Syndrome
Zoë Soon
Locked-in Syndrome, Unresponsive Wakefulness Syndrome, and Brain Imaging
Overview
- These conditions involve severe neurological impairment but differ in awareness and motor function.
Locked-in Syndrome
- Characteristics:
- GCS score (3-8), low scores can be similar to coma and misleading, as low motor impairment scores hide patient’s awareness.
- Patient is awake, aware, and fully conscious but completely paralyzed.
- No voluntary movement or speech; communication sometimes possible through eye movements.
- Often brainstem functions (breathing, heartbeat) remain intact.
- Presence of brainstem reflexes (e.g., pupil, corneal, gag, doll’s eye, oculocephalic) and cerebral brain activity can help distinguish Locked-In Syndrome from coma.
- Cause:
- Damage to brainstem (often the pons).
- Cerebral cortex preserved.
- Case example:
- Jean-Dominique Beauby, a columnist, was paralyzed from stroke affecting the brainstem, resulting in Locked-In syndrome, but communicated via blinking.
- Using eye movements and brain-imaging, he communicated complex ideas and even authored a book, “The Diving Bell and the Buttefly”.
- Assessment via Imaging:
- EEG and functional MRI can detect brain activity.
- Patients showing awake and responsive states can be distinguished from coma or unresponsive wakefulness syndrome states.
- Research:
- Imaging brain activity during imagined tasks allows a patient to answer yes/no questions.
- During fMRI, patent is asked to :
- Imagine walking in a room to “say yes”: activates spatial/motor areas (answer “yes”).
- Imagine playing tennis to “say no”: activates motor areas (answer “no”).
- Helps facilitate communication with patient
- Helps detect patient’s awareness and emotional responses.
Unresponsive Wakefulness Syndrome (UWS)
- Features:
- Appears awake, eyes are open, but no awareness.
- No responses to verbal or painful stimuli.
- Unresponsive Wakefulness Syndrome describes patients who are awake but consciousness is absent.
- Requires long-term care; some patients recover, others do not.
- Formerly known as Vegetative State
- Causes
- Usually results from severe trauma or cerebral hypoxia (lack of oxygen):
- Brain tissue, especially cerebral hemispheres, is extensively damaged.
- The brainstem remains intact:
- Autonomic functions such as heart rate, breathing, blood pressure are maintained.
- The reticular activating system (RAS) remains functional, allowing wakefulness.
- Usually results from severe trauma or cerebral hypoxia (lack of oxygen):
Imaging Techniques and Findings
- MRI:
- Shows lack of activity in cerebral hemispheres.
- EEG:
- Shows absence of cortical activity.
- PET scans:
- Show reduced or absent activity in higher brain centers.
- Brain – reduced activity:
- Indicates extensive damage to thinking and feeling regions.
- Brain no longer perceives or interprets sensory information.
Clinical Features
- Wakefulness:
- Eyes are open, often tracking movements.
- Can follow reflexive movements.
- Lack of awareness:
- No response to questions or commands.
- No appropriate responses despite apparent wakefulness.
- Reflexes:
- Pupillary, corneal, gag, and oculocephalic reflexes are usually intact.
- Behavior:
- Not able to perceive or respond meaningfully.
- No cognitive or emotional processing.
Functional Status
- Patients can breathe independently and maintain blood pressure.
- May be bedridden and require caregiving.
- Some may recover; about 50% show improvement within one month.
- Others remain permanently in UWS.
Duration and Prognosis
- Can persist months to years.
- Temporary (less than 1 month): Often improves.
- Persistent or long-term:
- Likely to remain for months or years.
- Recovery chances decrease over time.
Glasgow Coma Scale and UWS
- Scores can range from 3–9:
- Usually lower end of the scale, indicating more severe impairment.
Brain Imaging and Function Summary
- PET scans:
- Show activity levels.
- Normal: High activity in brain at rest.
- Locked-in: Activity preserved in cerebral cortex (awake, conscious).
- Unresponsive Wakefulness Syndrome: Activity significantly decreased.
- Minimally conscious: Small, impaired activity.
Summary Table
| Condition | Brain Activity (PET) | Awareness | Motor Function |
| Normal | High activity | Fully aware | Fully mobile |
| Locked-in | Preserved activity | Fully aware | Paralyzed, communicates via eyes |
| Unresponsive Wakefulness Syndrome | Low activity | No awareness | No voluntary movement |
| Minimally conscious | Limited activity | Partial awareness | Partial movements |
Practical Applications
- Imaging helps differentiate between coma, locked-in, and UWS states.
- Communication possible via brain-controlled interfaces in locked-in syndrome.
- Understanding brain function guides treatment and prognosis.