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Chapter 11 Selected Diseases and Disorders of the Nervous System

11p6 Locked-in Syndrome and Unresponsive Wakefulness Syndrome

Zoë Soon

Locked-in Syndrome,  Unresponsive Wakefulness Syndrome, and Brain Imaging

Overview

  • These conditions involve severe neurological impairment but differ in awareness and motor function.

Locked-in Syndrome

  • Characteristics:
    • GCS score (3-8), low scores can be similar to coma and misleading, as low motor impairment scores hide patient’s awareness.
    • Patient is awake, aware, and fully conscious but completely paralyzed.
    • No voluntary movement or speech; communication sometimes possible through eye movements.
    • Often brainstem functions (breathing, heartbeat) remain intact.
    • Presence of brainstem reflexes (e.g., pupil, corneal, gag, doll’s eye, oculocephalic) and cerebral brain activity can help distinguish Locked-In Syndrome from coma.
  • Cause:
    • Damage to brainstem (often the pons).
    • Cerebral cortex preserved.
  • Case example:
    • Jean-Dominique Beauby, a columnist, was paralyzed from stroke affecting the brainstem, resulting in Locked-In syndrome, but communicated via blinking.
    • Using eye movements and brain-imaging, he communicated complex ideas and even authored a book, “The Diving Bell and the Buttefly”.
  • Assessment via Imaging:
    • EEG and functional MRI can detect brain activity.
    • Patients showing awake and responsive states can be distinguished from coma or unresponsive wakefulness syndrome states.
  • Research:
    • Imaging brain activity during imagined tasks allows a patient to answer yes/no questions.
    • During fMRI, patent is asked to :
      • Imagine walking in a room to “say yes”: activates spatial/motor areas (answer “yes”).
      • Imagine playing tennis to “say no”: activates motor areas (answer “no”).
    • Helps facilitate communication with patient
    • Helps detect patient’s awareness and emotional responses.

 Unresponsive Wakefulness Syndrome (UWS)

  • Features:
    • Appears awake, eyes are open, but no awareness.
    • No responses to verbal or painful stimuli.
    • Unresponsive Wakefulness Syndrome describes patients who are awake but consciousness is absent.
    • Requires long-term care; some patients recover, others do not.
    • Formerly known as Vegetative State
  • Causes
    • Usually results from severe trauma or cerebral hypoxia (lack of oxygen):
      • Brain tissue, especially cerebral hemispheres, is extensively damaged.
      • The brainstem remains intact:
        • Autonomic functions such as heart ratebreathingblood pressure are maintained.
      • The reticular activating system (RAS) remains functional, allowing wakefulness.

Imaging Techniques and Findings

  • MRI:
    • Shows lack of activity in cerebral hemispheres.
  • EEG:
    • Shows absence of cortical activity.
  • PET scans:
    • Show reduced or absent activity in higher brain centers.

 

  • Brain – reduced activity:
    • Indicates extensive damage to thinking and feeling regions.
    • Brain no longer perceives or interprets sensory information.

Clinical Features

  • Wakefulness:
    • Eyes are open, often tracking movements.
    • Can follow reflexive movements.
  • Lack of awareness:
    • No response to questions or commands.
    • No appropriate responses despite apparent wakefulness.
  • Reflexes:
    • Pupillary, corneal, gag, and oculocephalic reflexes are usually intact.
  • Behavior:
    • Not able to perceive or respond meaningfully.
    • No cognitive or emotional processing.

Functional Status

  • Patients can breathe independently and maintain blood pressure.
  • May be bedridden and require caregiving.
  • Some may recover; about 50% show improvement within one month.
  • Others remain permanently in UWS.

Duration and Prognosis

  • Can persist months to years.
  • Temporary (less than 1 month): Often improves.
  • Persistent or long-term:
    • Likely to remain for months or years.
  • Recovery chances decrease over time.

Glasgow Coma Scale and UWS

  • Scores can range from 3–9:
  • Usually lower end of the scale, indicating more severe impairment.

Brain Imaging and Function Summary

  • PET scans:
    • Show activity levels.
    • Normal: High activity in brain at rest.
    • Locked-in: Activity preserved in cerebral cortex (awake, conscious).
    • Unresponsive Wakefulness Syndrome: Activity significantly decreased.
    • Minimally conscious: Small, impaired activity.

Summary Table

Condition Brain Activity (PET) Awareness Motor Function
Normal High activity Fully aware Fully mobile
Locked-in Preserved activity Fully aware Paralyzed, communicates via eyes
Unresponsive Wakefulness Syndrome Low activity No awareness No voluntary movement
Minimally conscious Limited activity Partial awareness Partial movements

Practical Applications

  • Imaging helps differentiate between comalocked-in, and UWS states.
  • Communication possible via brain-controlled interfaces in locked-in syndrome.
  • Understanding brain function guides treatment and prognosis.

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